The Networks of Centres of Excellence (NCE) Program is a federal initiative administered jointly through the Natural Sciences and Engineering Research Council (NSERC), the Canadian Institutes of Health Research (CIHR) and the Social Sciences and Humanities Research Council (SSHRC) in partnership with Industry Canada.
The Networks of Centres of Excellence (NCE) Program invests in Canadian research and entrepreneurial talent to translate and apply knowledge to produce economic and social benefits for Canadians. The Program plays an important role in mobilizing some of Canada’s best research talent found in the Canadian academic community, and in engaging Canadian and international partners of the private, public, and non-profit sectors. Together, they expand the global knowledge frontier to generate and implement multifaceted solutions to complex Canadian issues, which increases the benefit of research and research training for the benefit of society.
The NCE Program goal, objectives, and expected results and outcomes are detailed in the NCE Program Guide found on the website (www.nce-rce.gc.ca)
The 2012 NCE Network Competition is comprised of two components: 1) new 5-year networks applying for their first funding cycle and 2) 7-year networks applying for their second funding cycle. This guide reflects the Letter of Intent stage of the competition for new 5-year networks.
The NCE Steering Committee invites potential applicants to submit a Letter of Intent (LOI) for the 2012 NCE Network Competition. The LOI must describe the problem(s), challenge(s), or opportunity(ies) that the proposed Network will address, as well as the proposed Network’s vision, socioeconomic context, budget and key participants. It should also summarize how the proposed Network will address the five NCE Program Criteria, the NCE Program goals and objectives and the competition framework.
Based on a review of all LOIs submitted to the 2012 NCE Network Competition, selected applicants will be invited in the spring of 2011 to submit a Full Application with a submission deadline in the summer of 2011.
Applicants who’s LOIs pass the initial screening process may request NCE funds to assist them in preparing a Full Application. Full Application Preparation (FAP) funding of up to $25,000 is tenable until the completion of the Expert Panel meeting, and can be used for application-related expenses such as travel (for application preparation and to attend the Expert Panel meeting), communications and workshops, as well as for secretarial, clerical and co-ordination services.
To request FAP funding, applicants must submit a one-page letter outlining their required budget including a brief rationale of proposed expenses.
Review Criteria:
Applicants are required to meet the five NCE Program Criteria:
In addition, the proposed Network must:
Networks are expected to be multidisciplinary and to involve the significant and meaningful participation of researchers whose expertise falls under the domains of two or more of the federal granting agencies, where appropriate.
Target Areas:
As for all new NCE Competitions, the Steering Committee has taken many factors into consideration and has established the need for target areas for new networks.
Four priority research areas were established by the 2007 S&T Strategy. Based on these, the 2008 Science, Technology and Innovation Council (STIC) report established 13 research sub-priority areas, which will be the target areas for the 2012 NCE Network Competition.
New networks must contribute to one or more of the 13 STIC sub-priority areas within the relevant S&T priority area(s). Moreover, it is understood that all research fields covered by SSHRC, CIHR and NSERC are important in the advancement of knowledge and innovation in these target areas. Applicants should consider all dimensions of these target areas in the broadest sense of the social, economic, technological and wellness elements that they represent. Applicants are responsible for the clear articulation of the networks’ key problems, challenges, or opportunities, and the interpretation of how they align with these target areas.
The four S&T priority areas and the 13 STIC sub-priority research areas are:
Environmental science and technologies:
| 1. | Water (health, energy, security) | |
| 2. | Cleaner methods of extracting, processing and using hydrocarbon fuels, including reduced consumption of these fuels |
Natural resources and energy:
| 3. | Energy production in the oil sands | |
| 4. | Arctic (resource production, climate change adaptation, monitoring) | |
| 5. | Biofuels, fuel cells and nuclear energy |
Health and related life sciences and technologies:
| 6. | Regenerative medicine | |
| 7. | Neuroscience | |
| 8. | Health in an aging population | |
| 9. | Biomedical engineering and medical technologies |
Information and communication technologies:
| 6. | New media, animation and games | |
| 7. | Wireless networks and services | |
| 8. | Broadband networks | |
| 9. | Telecom equipment engineering and medical technologies |
The 2012 NCE Network Competition is looking for a balanced portfolio of networks. Subject to requests submitted and funding available, it is therefore anticipated a maximum of one new network in a given S&T priority area will be supported.
It is anticipated that four to five new networks may be funded in the 2012 NCE Network Competition and begin operations in 2012.
New networks will be eligible to receive funding for up to two five-year terms for a total of ten years. Progress for each new network will be assessed annually, and may result in continued funding, conditional funding, or the phasing out of a network before the end of the award.
For networks funded for two consecutive five-year terms, a third (and final) term could be available where the Network has developed and built on its partnerships to progressively transform itself into a partner-driven network. In a partner-driven network, the partners become the lead applicants. The partners define the business plan and the research agenda. The proposed business plan will be assessed on its viability and whether it has the potential to successfully translate the Network’s knowledge and technologies to the user community.
Eligible recipients must meet the general eligibility requirements of one or more of the three federal granting agencies partnering in the Program.
Recipients eligible to receive a NCE grant are:
As a condition of eligibility, networks funded through the NCE Program shall incorporate as a not-for-profit organization and have an established Board of Directors responsible for the approval of their annual financial reports and audits, before funding is released.
To ensure that the NCE Program goals and objectives are met, proposals are assessed against the five NCE Program Criteria, relevance to the NCE Program goals and objectives and relevance to the target research areas. Networks are evaluated on an ongoing basis during tenure of a grant against these same criteria. Research excellence is a necessary condition for the initial and the continued funding of a network; however, it is not the sole condition, because the goal of the Program is also reflected in the four additional criteria.
The Network’s research program must be driven to address Canadian needs and problems, and is therefore expected to be multidisciplinary and multisectoral.
Elements being considered are:
The training and retention of HQP is imperative to maximize the effectiveness of the Networks’ contribution to the wealth, wellness and well-being of Canadians. The Training Program proposed by the Network is expected to add value to the formal training initiatives already available through the academic community and should aim at helping HQP find employment in the Canadian economy (i.e., private sector partners, government, etc.). The multidisciplinary and multisectoral nature of a network should be utilized to provide unique mentorship and training opportunities to maximize HQP retention and integration in all facets of the workforce.
Elements being considered are:
The Network must demonstrate that it has brought together the key individuals and organizations needed to generate and implement multifaceted solutions to the complex Canadian challenges it is designed to address.
Elements being considered are:
NCE Networks are expected to generate social and economic benefits by ensuring the rapid flow of ideas and innovations from researchers to Canadian receptors. Applicants are expected to demonstrate that the appropriate activities will be undertaken and the appropriate resources allocated to maximize those benefits.
Elements being considered are:
Each network must have an organizational structure appropriate for the management of the research and business functions of a complex multidisciplinary, multi-institutional program.
Elements being considered are:
To ensure that only excellent research is funded and that all applications are treated fairly, the NCE Program uses a comprehensive review process, in which proposals are assessed by impartial experts in the specific fields. In addition, the NCE Secretariat ensures that representatives from the relevant sectors are also present to assess all five criteria of the NCE Program.
The NCE Steering Committee is comprised of the Presidents of the three federal granting agencies, the Deputy Ministers of Industry Canada and Health Canada and, as an observer, the President and CEO of Canada Foundation for Innovation. The Steering Committee will:
Decisions of the NCE Steering Committee are final. There is no appeal process.
The NCE Standing Selection Committee (hereafter “Selection Committee”) will be composed of international-calibre, highly accomplished individuals with broad expertise representing the domains of the three federal granting agencies, across all sectors. All Selection Committee recommendations are provided to the Steering Committee. The Selection Committee will:
The NCE Secretariat will assemble interdisciplinary and multisectoral Expert Panels to review Full Applications. Expert Panels will:
The reports from the Expert Panels will be provided to the Selection Committee, the NCE Steering Committee, and ultimately to the respective applicants. During the deliberations of the Selection Committee, the Chair or a designated member of each Expert Panel will be available to respond to questions and provide additional information.
The LOI provides information on the proposed Network in relation to the goals and objectives of the NCE Program. It will be used in the screening process to determine which applicants will be invited to submit Full Applications. It will be evaluated according to the five NCE Program Criteria, as well as the competition framework.
The LOI should be submitted on behalf of the proposed Network by an academic researcher (i.e., “the applicant”, who is also the proposed Scientific Director for the Network) who is eligible to receive funding from one of the three federal granting agencies, and by the proposed host institution.
The LOI must be developed in collaboration with relevant stakeholders. Applicants must clearly indicate how the proposed Network’s research program will integrate industry, receptor partners, academia and government priorities. Furthermore, it is imperative that applicants define the problem(s), challenge(s), or opportunity(ies) for which they will generate solutions. The potential social and economic impacts of the Network will be assessed to determine whether the human dimension has been integrated into the Network plan.
Applicants should define the framework and performance indicators for the implementation of the proposed Network.
Furthermore, the Selection Committee will assess whether the appropriate stakeholders are well integrated into the Network plan. Private, public and not-for-profit sector participants should be informed that their level of involvement as well as their cash and/or in-kind commitments will be critical to the success of the Network. These commitments should be clearly indicated in the Application Form. Discussions of eligible in-kind contributions can be found on the granting agencies’ websites (see page 14).
Should multiple LOIs be submitted in the same field of research, the Selection Committee may suggest that those applicants submit a single joint Full Application.
The deadline for submission of the LOI for the 2012 NCE Network Competition is Wednesday, November 24, 2010. LOIs must be received by the NCE Secretariat by 4:30 p.m. Eastern Standard Time.
One unbound original plus twenty-five (25) paper copies and one USB stick with a PDF version of the letter of intent.
Networks of Centres of Excellence
16th Floor, mailroom
350 Albert Street
Ottawa, ON K1A 1H5
The NCE Secretariat will confirm receipt of the application with the applicant within 3 weeks of reception.
Print must be in black ink, of letter quality (minimum standard), with no more than six lines per inch. The type size for fonts measured in points (pts) must be no smaller than 12 pts. If measured in characters per inch (cpi), it must be no more than 10 cpi. Condensed type is unacceptable.
Use white paper, 8½ x 11 inches (21.5 cm x 28 cm), with margins of 3/4 of an inch (1.905 cm) (minimum) all around. Enter the title of the Network at the top of every page and number the pages consecutively.
Graphs and illustrations may be included, but will count as part of the page limits set out below. Either single or double column presentation of text, graphs or illustrations is acceptable. Any extra material will be removed.
1. Host Institution Covering Letter (maximum 2 pages)
A letter, signed by the proposed Scientific Director and the President or CEO (or delegate) of the institution that proposes to host the Network administrative centre (i.e., the Host Institution), must be included. This letter should outline the nature of anticipated support from the proposed Host Institution. Host Institutions play an important role in networks, through both direct support of the administrative centre and by participating in network governance through ex-officio voting membership on the Board of Directors.
The signatures on the letter should match the signatures on Section A of the Application Form.
Please review guidelines for the meaning of signatures (see page 14).
2. NCE 2012 LOI Application Form (Excel File)
The LOI Application Form is available on the NCE web site.
Section A: Summary Information
Complete and sign Section A of the LOI Application Form for the 2012 NCE Network Competition. The following information must be provided:
Please review guidelines for the meaning of signatures (see page 14).
Section B: Anticipated Expenditures
Use Section B of the LOI Application Form to indicate the anticipated expenditures of both NCE and non-NCE sources of funds (if applicable) for the proposed Network (years one to five). Round all values to the nearest $0.1M.
Please note: eligible expenses are the direct costs of research and facility access, stipends for research trainees, the direct costs of research dissemination and science promotion, and other specific expenses associated with the management of an NCE Network (see the NCE Program Guide for more information on eligible expenses).
In general, the regulations of the granting agency into whose domain the Network’s research falls will apply to that Network. In addition, networks must adhere to the regulations and administrative policies found in the Tri-agency Use of Grant Funds document and the NCE Program Guide (see page 14). Please note that the NCE Program Guide is being finalized for the 2012 NCE Network Competition and will be available on the NCE website shortly.
Section C: Anticipated Funding
Use Section C of the LOI Application Form to indicate the cash and in-kind funding available from the non-NCE primary contributing stakeholders listed in Section A, if applicable (years one to five).
Note: at the LOI stage of the competition, it is not required to provide details of all anticipated sources of funding.
Section D: Explanation of Expenditures and/or Funding
Use Section D of the LOI Application Form to provide any required explanation or narrative of the anticipated expenses and/or funding. Use only the space provided.
3. Socioeconomic Context (Maximum ½ page)
Provide a summary describing the context within which the Network would be positioned to generate multifaceted solutions to complex Canadian problem(s), challenge(s), or opportunity(ies).
Define the problem(s), challenge(s), or opportunity(ies), and the incremental economic and social benefits to Canada that the Network will provide through its multifaceted program, partnerships and knowledge mobilization activities.
Applicants must demonstrate that the proposed Network is focused on addressing complex challenges facing Canadians from a multidisciplinary perspective. Furthermore, applicants should demonstrate how knowledge generated by the Network will be applied to practical solutions, leading to innovations that produce social and economic benefits for Canadians.
4. Network Vision (Maximum ½ page)
Describe a vision of what the Network proposes to achieve, including specific goals and objectives. The vision should describe the expected end-results and impacts within a five to ten year time frame, especially with respect to the expected outcomes and impacts on partners and on the user sector for the benefit of Canada and Canadians.
5. Excellence of the Research Program
Biographies (Maximum 2 pages)
Research Program Plan (Maximum 2 pages)
Network research programs must be developed in collaboration with relevant stakeholders, and must integrate industry, receptor partners, academia, and government priorities. New networks would be expected to be multidisciplinary and to involve the participation of researchers whose expertise falls under the domains of two or more of the federal granting agencies, where appropriate.
Applicants should develop research approaches that ensure the effective application of research to solve important problems for Canada by having an appropriate balance within the research continuum and promoting interdisciplinary collaboration to generate solutions.
Applicants must be able to demonstrate that the proposed Network possesses world-class capacity to address the problem(s), challenge(s), or opportunity(ies) described in the Network’s research program.
Give an overview of the Network’s proposed research program, including:
6. Development of Highly Qualified Personnel (Maximum 1 page)
Outline the Network’s strategy to capitalize on the Networks’ structure to develop highly qualified personnel (HQP). Also outline the Network’s strategy to expose HQP to the full range of economic, social and ethical implications of the Network’s research by involving them in activities from the initial research discovery to its practical application. Moreover, demonstrate how the Network will add value to training opportunities already available with innovative mentorship programs and initiatives already available through the academic community. Discuss how the Network will enhance HQP capacity in relation to the needs of the receptors.
7. Networking and Partnerships (Maximum 1 page)
Networking is intended to integrate research teams and programs and to promote effective interactions and partnerships with the user-sector outside the academic community. These networking and partnership activities should demonstrably assist the Network in addressing the problem(s), challenge(s), or opportunity(ies) for which they are generating solutions.
8. Letters of Support from Primary Non-academic Contributing Stakeholders (Up to 5 letters, maximum 1 page per letter)
Letters of Support from the primary non-academic contributing stakeholders listed in the LOI Application Form must be included (if applicable). Up to five letters may be included. Letters should:
9. Knowledge and Technology Exchange and Exploitation (Maximum 1 page)
NCE Networks are expected to generate social, economic, technological and wellness benefits by ensuring the rapid flow of ideas and innovations from researchers to receptors. Applicants are expected to demonstrate that the appropriate activities will be undertaken and the appropriate resources allocated to maximize those benefits.
10. Management (Maximum 1 page for text and 1 page for organizational chart)
Give an overview of the proposed Network’s management, taking into consideration the following points:
11. Explanation of Overlap (Maximum 1 page, if applicable)
Where there is significant overlap or reasonable potential for perceived overlap between a proposed Network and (a) currently or previously funded initiative(s), provide a short explanation describing, both qualitatively and quantitatively, the differences between the proposed Network and the currently or previously funded initiative(s). Describe how the proposed Network will compliment or build on the activities of the other initiative(s), as well as the incremental value of the proposed Network.
The deadline for submission of the LOI for the 2012 NCE Network Competition is Wednesday, November 24, 2010. LOIs must be received by the NCE Secretariat by 4:30 p.m. Eastern Standard Time. Send the unbound original plus twenty-five (25) paper copies and one USB stick with a PDF version of the application to the NCE Secretariat:
Networks of Centres of Excellence
16th floor, mailroom
350 Albert Street
Ottawa, ON K1A 1H5
The NCE Secretariat will confirm receipt of the application with applicants within three weeks of receipt.
Tables, graphs and figures may be included within the page limits noted above. Any extra material will be removed.
The LOI Guide - 2012 NCE Network Competition, the NCE LOI Application Form for the 2012 Competition, and details about the NCE Secretariat can be obtained at www.nce-rce.gc.ca.
For more information, please contact the NCE Program at:
Telephone: (613) 995-6010
Fax: (613) 992-7356
E-mail: info@nce-rce.gc.ca
NCE website
Information Regarding the Meaning of Signatures
www.nserc-crsng.gc.ca/OnlineServices-ServicesEnLigne/Approvals-Approbation_eng.asp
www.cihr-irsc.gc.ca/e/22630.html
Information Regarding In-kind Eligibility
www.nserc-crsng.gc.ca/NSERC-CRSNG/Policies-Politiques/orgpartners-orgpartenaires_eng.asp
www.cihr-irsc.gc.ca/e/3758.html
Tri-Agency Use of Grant Funds
2012 LOI Guide
2012 LOI Application Form
Each LOI must not exceed 22 pages including the Application Form, and each section must be submitted in the following order. The maximum number of pages permitted for each section is indicated below.
| Host Institution Covering Letter (2 pages) | |
| NCE 2012 LOI Application Form – Summary Information (Section A) (1 page) | |
| NCE 2012 LOI Application Form – Anticipated Expenditures (Section B) (1 page) | |
| NCE 2012 LOI Application Form – Anticipated Funding (Section C) (1 page) | |
| NCE 2012 LOI Application Form – Explanation of Expenditures and/or Funding (Section D) (1 page) | |
| Socioeconomic Context (1/2 page) | |
| Network Vision (1/2 page) | |
Excellence of the Research Program
|
|
| Development of Highly Qualified Personnel (1 page) | |
| Networking and Partnerships (1 page) | |
| Letters of Support from Non-academic Stakeholders (1 page per letter, max. 5 letters) | |
| Knowledge and Technology Exchange and Exploitation (1 page) | |
| Management (2 pages: 1 page text, 1 page organizational chart) | |
| Explanation of Overlap (if applicable) (1 page) |